
Timothy Wasson is a highly experienced Chief Compliance Officer with 44.9 years of work experience. He has a strong background in risk management, financial services, and investments. Timothy has worked in various senior-level compliance positions, specializing in state securities' regulators and FINRA. He has successfully steered firms through regulatory waters and implemented innovative risk-mitigation strategies. Timothy has also been a speaker at conferences and has taught at various colleges and universities. He is a dedicated father to three children, a grandmother to children, and a 55-year-old father to three children.

arbitrator | former chief compliance officer | former adjunct professor&Arbitrator&Examiner
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