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Brett S. Niehaus

Chief Compliance Officer at Balbec Capital LP at Balbec Capital LP
Scottsdale,Arizona,United States

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Executive Summary

Brett S. Niehaus is a highly skilled professional with 13.3 years of experience in various roles. He is proficient in public speaking, Microsoft Excel, PowerPoint, Microsoft Word, and OneNote. Based in Scottsdale, Arizona, Brett is responsible for relationship management, project scoping, and execution within ACA's Diversified Financial practice. He provides customized advice and solutions based on client-specific risks and conflicts, as well as coordinating and conducting regulatory remediation projects and mock inspections. With a background in financial services providers, Brett provides customized policies, procedures, and forensic testing programs. He has a strong background in financial services and has worked with clients to develop customized policies and procedures.

Contact Information

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Balbec Capital LP

Current

Chief Compliance Officer&chief compliance officer at balbec capital lp

Chief Compliance Officer

2021-03-01 -

chief compliance officer at balbec capital lp

2020-02-01 - 2021-03-01

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