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Show Rows：
Person NameJob TitleCompanyLocationAction
 
 
 
 
 
Sangeetha Srinivasan, MBA, CFA
Chief Compliance OfficerParallel Advisors, LLCUnited States
James Mason, IACCP
Chief Compliance OfficerPolaris Wealth Advisory GroupUnited States
Jana Hatten
Chief Compliance OfficerPacific Valley BankUnited States
Karen Wendell
Chief Compliance OfficerScotiabankUnited States
Patricia Boujoukos
Chief Compliance OfficerSunGard - now part of FISUnited States
Amy Foerster
Chief Compliance OfficerTri-County Behavioral HealthcareUnited States
Matthew Rothchild
Chief Compliance OfficerPrivate Wealth Asset ManagementUnited States
Amy Brantley JD CHC CHPC
Chief Compliance OfficerAlternate Solutions Health NetworkUnited States
Paulina Chan
Chief Compliance OfficerMacquarie Capital (USA) Inc.United States
JoAnn Hope, CRCM, CISM, CRISC
Chief Compliance OfficerConcerto Card CompanyUnited States
Aqeel Uddin
Chief Compliance OfficerWorld Group PakistanPakistan
Femi D. Thomas
Chief Compliance OfficerBooking.comUnited Kingdom
Andrew Gordon
Chief Compliance OfficerBradley, Foster & Sargent, Inc.United States
Linda Martin, J.D.
Chief Compliance OfficerHome Care OneUnited States
Adebowale Afe
Chief Compliance OfficerNOVA Merchant Bank Ltd.Niger
Michal Gromek
Chief Compliance OfficerSafelloSweden
Michael Betts
Chief Compliance OfficerInfosys McCamish SystemsUnited States
Chris Baker
Chief Compliance OfficerState Street Global AdvisorsUnited States
Amelia Thomas
Chief Compliance OfficerEmpire Capital VenturesUnited States
Adam Kretschmann
Chief Compliance OfficerWatt Carmichael Inc.Canada
Norma Romero
Chief Compliance OfficerCommunity Dental PartnersUnited States
Barry J. Kronemer
Chief Compliance OfficerEngineers GateUnited States
Suffian Rahman
Chief Compliance OfficerBank Pembangunan Malaysia BerhadMalaysia
Amanda Treleaven
Chief Compliance OfficerZymergenUnited States
Colin Harrison
Chief Compliance OfficerInteractive BrokersUnited Kingdom
Renato Jesus
Chief Compliance OfficerInsular Life Assurance Co., Ltd.Philippines
Janell Smith
Chief Compliance OfficerComprehensive Health ServicesUnited States
Sonya Stark
Chief Compliance OfficerGore Mutual InsuranceCanada
Pascal Van de Meirssche
Chief Compliance OfficerBelfiusBelgium
Sallie Bissette
Chief Compliance OfficerRoper St. Francis HealthcareUnited States
Dr. Peter Kiechle
Chief Compliance OfficerThe Siegfried GroupSwitzerland
Dave Johnson
Chief Compliance OfficerPoint PredictiveUnited States
Christopher Chadwell
Chief Compliance OfficerBlack Frog Blockchain VenturesUnited States
Kees Den Besten
Chief Compliance OfficerDORC Dutch Ophthalmic Research Center (International)Netherlands
Shweta Chadha
Chief Compliance OfficerRGF Integrated Wealth ManagementCanada
David Lister
Chief Compliance OfficerStephen Avenue Securities Inc.Canada
Heidi Goodman
Chief Compliance OfficerPURFOODS LLCUnited States
Christiana M. Gauger
Chief Compliance OfficerCity of San DiegoUnited States
Cecm Don Couch
Chief Compliance OfficerANCON ServicesUnited States
Sophie Devos
Chief Compliance OfficerORPEAFrance
Kim Patterson
Chief Compliance OfficerAgent Pipeline, Inc.United States
Carla Fava
Chief Compliance OfficerAltafidUnited States
Adesola Gbenga
Chief Compliance OfficerProfund Securities LimitedUnited States
Brandy Myers, Esq.
Chief Compliance OfficerMatthiasUnited States
Joseph H.
Chief Compliance OfficerFalconXUnited States
Travis Mckinney
Chief Compliance OfficerGratus CapitalUnited States
Chunyan Lu
Chief Compliance OfficerCHUBB INSURANCE COMPANY OF EUROPE SAChina
Kate Schafer
Chief Compliance OfficerHealthify, powered by WellSky®United States
Nathan Burroughs
Chief Compliance OfficerenergetekUnited States
Wesley Liu
Chief Compliance OfficerChina Unicom AmericasUnited States
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